Julian Korek
Vice Chairman
London
Julian Korek
Compliance and Regulatory Consulting
Our team of experts provides consulting services to investment and private banking, asset management, wealth management and brokerage firms.
Jump to servicesContact Us
Monique Melis
Managing Director and Global Head of Compliance and Regulatory Consulting
London
Monique Melis
Chris Lombardy
Managing Director
Compliance and Regulatory Consulting
New York
Chris Lombardy
Nicolas Inman
Managing Director
Compliance and Regulatory Consulting
Hong Kong
Nicolas Inman
Ian Manson
Managing Director
Compliance and Regulatory Consulting
London
Ian Manson
Marie Barber
Managing Director
Regulatory Tax Advisory
London
Marie Barber
Malin Nilsson
Managing Director
Compliance and Regulatory Consulting
Channel Islands
Malin Nilsson
Killian Buckley
Managing Director and Head of Management Company Services
Compliance and Regulatory Consulting
Dublin
Killian Buckley
Hannah Rossiter
Director
Compliance and Regulatory Consulting
Paris
Hannah Rossiter
Local and global compliance expertise for the financial services industry.
Duff & Phelps provides a comprehensive range of compliance and regulatory services to the global financial services industry. As a trusted partner for clients, we deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.
Compliance and Regulatory Consulting Services
By Jurisdiction
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance
By Jurisdiction
Global Advice and Consulting
Assistance to develop, implement, and manage global compliance and regulatory consulting programs.
Global Advice and ConsultingInsights
Publication
SEC Adopts New Rules and Interpretations
by Peter Wilson
Publication
OCIE Risk Alert – Safeguarding Customer Records and Information in Network Storage
by Peter Wilson
Publication
GAAP Compliance and an M&A Selling Party’s Closing Date Balance Sheet
by Frank A. Lazzara
Compliance
Debanking and the Law of Unintended Consequences
by Malin Nilsson
News
Nick Bayley Talks About UK’s Regulatory Regime Post-Brexit
Claire Simm Featured in International Investment Discussing the EU’s Blacklist
Widespread Errors Present in UK MiFIR Transaction Reporting, According to Analysis From Duff & Phelps
Mark Turner Featured in Thomson Reuters Discussing Recent FCA and PRA Enforcement Action
