Compliance and Regulatory Consulting

Compliance and Regulatory Consulting
Our team of experts provides consulting services to investment and private banking, asset management, wealth management and brokerage firms.
Duff & Phelps provides a comprehensive range of compliance and regulatory services to the global financial services industry and leading AML and AB&C guidance to firms across all industries. As a trusted partner for clients, we deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.
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If you have used one of these words recently to navigate change – among personnel or within your operations – you are among a majority of our clients. Today’s CEOs face unprecedented challenges and new growth opportunities.
Helping companies evaluate their compliance functions, prevent breaches, and respond appropriately.