Global Advice and Consulting

The financial services industry is subject to increasing regulatory scrutiny, with the financial and reputational costs of breaches growing. Financial institutions are also examining their business models and undertaking strategic trend analyses to prepare for future challenges and opportunities – of which regulation plays a key part.

As an award-winning provider of compliance and regulatory consulting services to the financial services industry, Duff & Phelps helps clients to develop, implement, and manage their compliance and regulatory consulting programs.

Our multidisciplinary team - drawn from leading financial institutions, regulators, government authorities and advisory firms - operates across borders to provide seamless service, cross-jurisdictional advice and varied expertise to clients. Based in key financial centers, we are closely connected with regulators and industry associations so that our clients have the best available information on regulatory requirements and trends.

Whatever challenge you are facing, our team can assist. 

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Insights

Compliance

The Six Hats of the AML Officer

With money laundering now a business risk, the AML leader needs – and must be ready for – a seat at the table.
Compliance
Compliance

AML is Everybody's Problem and Nobody's – And that's a problem

Looking closely at the networks over which the AML battle is waged can provide clues...
Compliance
Compliance

Regtech on the Rise

Technology is increasingly being integrated into supervision and compliance as regulators and firms respond to digital...
Compliance
Compliance

Walking the Accountability Tightrope

As the wave of accountability regimes comes into force, both firms and individuals need to develop strategies...
Compliance

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