ESOP and ERISA Advisory

Duff & Phelps’ ESOP/ERISA practice is a leading valuation and corporate finance advisor to companies and ERISA fiduciaries.

We are the firm of choice for structuring, raising financing and valuing stock in employee stock ownership plan (ESOP) transactions and nonpublic assets, including employer securities held by ESOPs and ERISA pension plans. A pioneer in ESOP planning and transaction execution, we guide principals, companies and fiduciaries through the complex financial and valuation implications of the financial, regulatory and tax aspects of these transactions.

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ESOP and ERISA Advisory and Valuation Services

  • Transaction design, structuring and financing
  • Fairness opinions
  • Feasibility studies
  • Valuations
  • Sustainability consulting
  • Mergers and acquisitions
  • Valuations of illiquid assets held in ERISA plans
  • Assisting fiduciaries in monitoring investments
  • Advising ERISA fiduciaries in transactions, including IPOs

Contact Us

Other Areas We Can Help

Valuation Advisory

Valuation and consulting for financial reporting, federal, state and local tax, investment and risk management purposes.

Valuation Advisory

Strategic Value Advisory

Assistance evaluating strategic alternatives and identifying growth strategies.

Strategic Value Advisory

M&A Advisory

Middle-market M&A advisory differentiated by industry expertise and superior deal execution.

M&A Advisory

Transaction Advisory Services

Seamless analytical advisory through the deal continuum, from transaction origination to closing.

Transaction Advisory Services

Insights

M&A Advisory

Canadian M&A Insights – Summer 2020

M&A Advisory
M&A Advisory

Energy Sector Update – Spring 2020

M&A Advisory
M&A Advisory

Market Brief – Apparel, Footwear and Accessories Practice

M&A Advisory
M&A Advisory

Apparel Quarterly Update – Winter 2020

M&A Advisory

News